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Client Documentation Team Leader | Compliance

A well-regarded international provider of banking and fiduciary services have an exciting opportunity for a Client Documentation Team Leader.

In this role you will act as Team Leader in respect of AML for investors within the client documentation function, which is a critical component of the business implementation department. Acting as the first point of contact in respect of onboarding new business, recertification, interacting with clients, onboarding Managers and client development.

Responsibilities will include:

  • Leading the Investor AML Analysts team, responsible for onboarding and recertification within the client documentation team
  • Managing workloads and deadlines by ensuring absence is covered, providing training and coaching to team members, to a standard where they can work with minimal supervision
  • Liaising with internal and external stakeholders as well as the legal team regarding the onboarding of investors, which includes attending calls
  • Monitoring all account openings for PEPs, sensitive countries and activities, ensuring enhanced due diligence processes are in place
  • Providing clients with an excellent experience as part of the new business onboarding process, recertification and all business as usual activities

Experience and skills required:

  • A minimum of 5 years due diligence experience in a funds environment
  • An awareness of FATCA and AEOI
  • Comprehension of local regulatory standards
  • Exposure to relevant AML/sanctions training
  • Holds or is working towards a professional qualification in compliance

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.

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Client Documentation Team Leader | Compliance
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