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Posted about 1 year ago

A leading bank is currently seeking a proactive individual with previous compliance experience to assist with a compliance review project due for completion end of November 2021.

Working in collaboration with the client delivery team you will be reviewing KYC and due diligence files to ensure compliance with new AML handbook changes and highlighting any issues, as necessary.

Responsibilities will include:

  • Providing weekly progress update reports to track the progress of the project

  • Analysing client and investor due diligence files to ensure compliance against an agreed criterion of requirements

  • Working with other teams and departments to deliver consistently high levels of client service

  • Adhering with the group’s code of conduct

Experience and skills required:

  • Minimum of 2 years’ due diligence experience, ideally within a funds environment

  • Experience and knowledge of relevant AML/sanctions

  • Good understanding of local regulatory standards and codes of practice

  • Knowledge of internal risk framework linked to sanctions, AML and anti-corruption/terrorist financing

  • Ability to work well as part of a team

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.