Be part of a forward thinking and innovative international wealth management business committed to professionally developing their employees, where you will be supported in achieving your career aspirations.
Working in this dynamic and collaborative environment, you will provide assistance with the ongoing control programme within the wider quality assurance programme. You will have a particular focus on ensuring that the business has robust controls in place to ensure compliance with regulatory and global policy requirements in order to reduce operational risk.
Responsibilities will include:
Assisting with the quality assurance induction training for new employees
Carrying out internal control checks
Following up and tracking any outstanding issues arising from various reviews, including risk and audit
Assisting with the collation of information for reporting purposes
Carrying out end to end process reviews to ensure procedural and regulatory compliance and documenting findings
Experience and skills required:
Previous experience in an operational or risk environment within a financial services company
Good knowledge and understanding of internal controls and the application of these in the workplace
Basic understanding of investments and trust structures
Excellent communication and presentation skills
Ability to work within a team and have a flexible approach to tasks
If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk
We are an equal opportunity employer and value diversity at all times.