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Posted about 1 month ago

Be part of a forward thinking and innovative international wealth management business committed to professionally developing their employees, where you will be supported in achieving your career aspirations.

Working in this dynamic and collaborative environment, you will provide assistance with the ongoing control programme within the wider quality assurance programme. You will have a particular focus on ensuring that the business has robust controls in place to ensure compliance with regulatory and global policy requirements in order to reduce operational risk.

Responsibilities will include:

  • Assisting with the quality assurance induction training ​for new employees

  • Carrying out internal control checks ​

  • ​Following up and tracking any outstanding issues arising from various reviews, including risk and audit

  • Assisting with the collation of information for reporting purposes​

  • Carrying out end to end process reviews to ensure procedural and regulatory compliance and documenting findings​

Experience and skills required:

  • Previous experience in an operational or risk environment within a financial services company​

  • Good knowledge and understanding of internal controls and the application of these in the workplace​

  • Basic understanding of investments and trust structures​

  • Excellent communication and presentation skills​

  • Ability to work within a team and have a flexible approach to tasks​

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.