A well-regarded fiduciary services provider is currently seeking a compliance professional to join their team as Senior Compliance Administrator.
Within this role you will play a key role in reviewing new business take-on forms and conducting client due diligence, ensuring the group complies with regulatory requirements at all times.
You will also contribute to the ongoing development and maintenance of an effective compliance function and assist with ongoing projects.
Responsibilities will include:
Carrying out online client due diligence checks
Supporting the testing of the compliance monitoring programme
Maintaining compliance files, registers, monitoring spreadsheets and databases
Assisting with compliance queries
Preparing compliance reports
Experience and skills required:
Minimum 5 years’ compliance experience
Either hold or currently working towards a professional compliance qualification
Methodical approach to tasks and excellent attention to detail
Team player and confident communicator
Adaptable and flexible approach to tasks
If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk
We are an equal opportunity employer and value diversity at all times.