Working in an inclusive and supportive environment as part of the Channel Islands compliance team in an innovative and independent financial services firm, where you will reach your full potential and enjoy a competitive benefits package.
Reporting to the Chief Operating Officer/Chief Risk Officer, you will be responsible for the day-to-day compliance, governance and risk in all areas of this commercial organisation. In this role, you will also compile and revise policies and procedures for the Group, as required.
Responsibilities will include:
Providing suitable AML/CFT/compliance training for all staff members
Being the main point of contact with the Financial Intelligence Service (FIS), undertaking all processes as deemed necessary
Providing information to customers when requested via a subject access request
Working with the Compliance team to produce and issue to the Board a monthly report consisting of complaints, potential professional indemnity issues, audit results, enhancements, SARs and data protection issues
Managing customer complaints, ensuring that the reputational status of the company is maintained at all times
Experience and skills required:
Desire to learn or undertake a compliance and AML/CFT qualification or willingness to work towards
Proven experience of undertaking risk assessments
Ability to undertake comprehensive audits and assimilate all data
Strong analytical skills with the ability to monitor and assess statistical data
A strategic awareness of industry rules and regulations
Excellent interpersonal skills with the ability to deal with enquiries at all levels
We are an equal opportunity employer and value diversity at all times.