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Posted 12 days ago

Play a vital role in the compliance function of an entrepreneurial wealth management firm, where you will be encouraged to take a hands-on approach and have the freedom to innovate, while benefiting from the support of a dynamic and value-creating team culture.

Reporting to the Head of Compliance, you will be carrying out the functions of risk management, with an emphasis on ensuring that the business operates within all required legislation and have lead responsibility for the trust company business lines. You will also perform the role of Data Privacy Officer and oversee tax compliance.

Responsibilities will include:

  • Providing oversight, support, guidance and advice on all compliance and regulatory matters 

  • Ensuring appropriate policies and procedures are in place to comply with relevant laws, regulations and group requirements 

  • Preparing compliance reporting for board meetings

  • Acting as Data Privacy Officer  

  • Preparing and submitting annual and semi-annual regulatory reporting, notifications and registrations to the JFSC

  • Training staff on compliance and regulatory issues  

Experience and skills required:

  • Extensive compliance experience within financial services 

  • Strong interpersonal and communication skills 

  • High level of accuracy and attention to detail

  • Good relationship building skills 

  • Excellent time management skills  

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.