Progress your compliance career and achieve your ambitions, acting as the lead in assigned compliance investigations and also as a mentor to other team members.
This is a great opportunity to join an ambitious and enthusiastic team, investigating cases of serious regulatory breaches. You will also have the opportunity to work alongside talented and experienced industry professionals, whilst being encouraged to reach your full potential.
Responsibilities will include:
Leading regulatory investigations or acting as a mentor to other team members in relation their caseloads
Ensuring all information is handed in line with internal protocols
Overseeing the coordination of information between internal teams
Actively liaising with third party regulatory bodies and building strong working relationships
Deputising as required for the Head of Department
Assisting with staff training and education
Experience and skills required:
Significant experience in a regulatory or compliance environment, ideally with exposure to AML or CFT
Previous experience with the investigatory process
Good understanding of the current financial services industry and regulatory laws
Strong interpersonal and communication skills
Excellent planning and organisational skills
If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk
We are an equal opportunity employer and value diversity at all times.