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Posted 26 days ago

Progress your compliance career and achieve your ambitions, acting as the lead in assigned compliance investigations and also as a mentor to other team members.

This is a great opportunity to join an ambitious and enthusiastic team, investigating cases of serious regulatory breaches. You will also have the opportunity to work alongside talented and experienced industry professionals, whilst being encouraged to reach your full potential.

Responsibilities will include:

  • Leading regulatory investigations or acting as a mentor to other team members in relation their caseloads 

  • Ensuring all information is handed in line with internal protocols 

  • Overseeing the coordination of information between internal teams 

  • Actively liaising with third party regulatory bodies and building strong working relationships 

  • Deputising as required for the Head of Department

  • Assisting with staff training and education

Experience and skills required:

  • Significant experience in a regulatory or compliance environment, ideally with exposure to AML or CFT

  • Previous experience with the investigatory process

  • Good understanding of the current financial services industry and regulatory laws

  • Strong interpersonal and communication skills 

  • Excellent planning and organisational skills 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.