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Posted 3 months ago

  • Sector: Funds
  • Job Ref: 41193

A rewarding and progressive career opportunity where you will be supported in reaching your ambitions and developing your skills and experience within funds.  

Joining the funds governance team, you will carry out the functions of risk management and provide support with compliance monitoring programmes. You will also help to administer a varied portfolio, ensuring compliance with required legislation and regulatory requirements.

Within this wealth management organisation you will be encouraged to take a hands-on approach and will have freedom to innovate while benefiting from the support of a dynamic and value-creating team. This is a great opportunity for someone who is currently a Senior Administrator, or is an Administrator and looking to move in to a more senior role.

Responsibilities will include:

  • Ensuring risk based monitoring programmes are prepared for and approved by the relevant client boards 

  • Conducting all scheduled client monitoring, within agreed deadlines

  • Tracking and monitoring findings from monitoring reports 

  • Assisting with compliance reporting and following up on allocated action points 

  • Supporting the investigation of AML and sanctions alerts, escalating where appropriate

Experience and skills required:

  • Previous experience of working with regulated funds 

  • Experience carrying out compliance monitoring 

  • High level of accuracy and attention to detail

  • Proactive and methodical approach to tasks 

  • Professional compliance qualifications would be an advantage, but is not essential 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.