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Posted 16 days ago

This is a rewarding and progressive career opportunity for a compliance professional individual with a strong commitment to compliance service excellence. You will join an organisation which strives to exceed expectations and pride themselves on their flexibility, collaboration, reliability and transparency approach.

Joining the risk assurance team, you will support the Associate Director, Risk Assurance in the execution of an effective risk-based monitoring programme, in accordance with legal and regulatory obligations.

Working in an inclusive and friendly environment you will play a key role in championing a compliance culture and ensuring regulatory obligations are met in line with group strategy.

Responsibilities will include:

  • Supporting risk-based monitoring activities 

  • Executing tests assigned within the risk-based monitoring programme and evaluating he results of tests

  • Providing reports on the efficiency of risk controls and monitoring programmes

  • Working with the Risk Assurance Associate Director and Compliance Officer to ensure alignment of risk assurance programmes with Key Person obligations 

  • Making recommendations for the resolution of any deficiencies identified through the execution of the monitoring plan

Experience and skills required:

  • Minimum 3 years’ financial industry experience, including at least 1 years’ experience within the compliance and risk environment

  • Hold a relevant professional qualification such as ICA Certificate in AML awareness 

  • An understanding of the local finance industry and regulatory requirements, including AML legislation 

  • High level of accuracy and attention to detail 

  • Proactive and disciplined approach to work 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.