Back to Job Search

Posted 23 days ago

A leading professional services provider is currently seeking a compliance professional to join their team for 6 months, to assist with a project.

Working as part of a wider project team, you will undertake risk assessments and periodic reviews of clients, ensuring adequate due diligence has been provided, in line with regulatory requirements.

 Responsibilities will include:

  • Following project specifications, ensuring results are documented on the relevant systems 

  • Completing risk assessments and periodic reviews

  • Reviewing CDD documentation and identifying any gaps 

  • Carry out PEP (Politically Exposed Persons) analysis and reviews, as required 

  • Drafting correspondence for client teams to use and managing any follow up actions 

Experience and skills required:

  • Knowledge and understanding of AML legislation and regulations 

  • Good understanding of the evidence required by regulators in terms of CDD for wealth/funds clients 

  • Ability to work autonomously, using own initiative

  • High level of accuracy and attention to detail 

  • Proactive approach to tasks 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.