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Posted about 1 month ago

An excellent career opportunity for a compliance professional with a solutions-driven and strong entrepreneurial spirit, to join a well-regarded wealth management organisation.

Within this role, you will provide risk management support, ensuring the business operates within all required legislation and regulations. You will also conduct risk monitoring activities as part of the risk based monitoring plan.

You will be encouraged to take a hands-on approach and will have freedom to innovate, whilst benefiting from the support of a dynamic and value creating team culture.

Responsibilities will include:

  • Undertaking database searches upon receipt of Liaison Notices or updates to sanction lists 

  • Maintaining various registers 

  • Undertaking daily transaction monitoring and checking client documentation for the accuracy 

  • Managing authorised signatory lists and client due diligence 

  • Monitoring changes in legislation and regulation and preparing summary impact reports  

Experience and skills required:

  • Previous experience in a similar role 

  • Excellent attention to detail 

  • Good analytical skills 

  • Ability to work well within a team 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.