An excellent career opportunity for a compliance professional with a solutions-driven and strong entrepreneurial spirit, to join a well-regarded wealth management organisation.
Within this role, you will provide risk management support, ensuring the business operates within all required legislation and regulations. You will also conduct risk monitoring activities as part of the risk based monitoring plan.
You will be encouraged to take a hands-on approach and will have freedom to innovate, whilst benefiting from the support of a dynamic and value creating team culture.
Responsibilities will include:
Undertaking database searches upon receipt of Liaison Notices or updates to sanction lists
Maintaining various registers
Undertaking daily transaction monitoring and checking client documentation for the accuracy
Managing authorised signatory lists and client due diligence
Monitoring changes in legislation and regulation and preparing summary impact reports
Experience and skills required:
Previous experience in a similar role
Excellent attention to detail
Good analytical skills
Ability to work well within a team
We are an equal opportunity employer and value diversity at all times.