Join the Channel Islands compliance team in a forward thinking and innovative international wealth management organisation, with a strong reputation in the marketplace. In the role you will support a strong compliance culture across the business. You will reach your full potential whilst making a difference to the firm, through developing, promoting and supporting a strong compliance culture.
This opportunity has arisen due to a secondment within the business to complete a project and would be ideal for a creative, strategic and analytical thinker who is able to demonstrate sound analysis and judgment, and provide clear and practical advice to the business.
Responsibilities will include:
Supporting the designated Compliance Officer for the CI banking businesses and the Jersey investment business, preparing draft board reports and other management reports for review
Providing administrative support to the designated Compliance officer by preparing compliance training materials and maintaining the compliance training schedule
Maintaining compliance internal records tracking compliance training, policy reviews and other key compliance management information
Collaborating with the central compliance services team to ensure there are no gaps in open management action plans, as a result of the monitoring and testing reviews
Managing internal queries relating to the regulatory requirements
Participating in compliance and business projects
Experience and skills required:
Previous compliance experience, ideally within a banking or investments environment
Understanding and awareness of Jersey Code of Practice for deposit taking business and investment businesses
Strong written and verbal communication skills
Proven research skills along with an analytical approach to tasks
Excellent attention to detail
If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk
We are an equal opportunity employer and value diversity at all times.