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Posted 5 days ago

A leading investor services group is seeking an ambitious compliance professional to join their team, in a newly created role, overseeing compliance for their funds area.

As Head of Compliance, you will undertake Key Person duties and contribute to the review of operational processes, ensuring these are aligned with regulatory and legal requirements. You will also play an active role in ensuring risk management processes are embedded in the culture, operations and systems used by all employees.

This is a great career opportunity to join a company which combines global expertise with an unwavering focus on client service, where every day will be a different challenge and you will provide close team and client management support for business growth.

Responsibilities will include:

  • Acting as a role model and leading the implementation of a strong risk and compliance culture 

  • Developing risk based programmes to monitor the activities of client structures, ensuring compliance with legal and regulatory obligations

  • Acting as Compliance Officer/MLRO/MLCO for client entities as required 

  • Assessing and recommending amendments to internal systems and controls 

  • Undertaking reporting to the Board and Regulators

  • Investigating suspicious activity reports

Experience and skills required:

  • Extensive knowledge and experience working in regulatory environments, ideally within the offshore finance industry

  • Corporate Governance experience and an understanding of risk mitigation 

  • Strong management skills and confident working closely with Regulators

  • Approachable and a strong team player

  • Previous experience of working with client boards/service providers  

  • Experience of assisting with the recruitment of high calibre individuals

​If you’d like to find out more information about this opportunity, please call David Lemasney on 01534 626757 or email david@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.