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Posted 17 days ago

A well-regarded fiduciary services provider is currently seeking a compliance professional to join their team as Fund Compliance Manager.

Within this role you will provide oversight and support to the growing funds business. You will also liaise with the central compliance team to ensure compliance with the law and relevant internal policies and procedures during the provision of its services, to individual fund clients and managed entities.

You will also play a key role in contributing to the ongoing development and maintenance of an effective compliance function for the funds business and assist with projects.

Responsibilities will include:

  • Acting as principal compliance contact for client entities, the business and JFSC 

  • Contributing to the design, implementation and management of compliance monitoring programmes, drafting reports and making recommendations  

  • Reviewing potential new business, including reviewing take-on forms, client due diligence profiles and risk assessments 

  • Liaising with the Group Head of Compliance and Risk to ensure a consistent compliance approach is embedded across the group 

  • Assisting employees with queries regarding compliance or client due diligence issues

Experience and skills required:

  • Minimum 5 years’ financial services industry experience, preferably in a fund services business compliance environment 

  • Hold a relevant professional compliance qualification 

  • High level of accuracy and attention to detail 

  • Excellent interpersonal skills and the ability to confidently communicate with all levels of the business 

  • Ability to work well within a team and independently using own initiative  

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.