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Posted about 2 months ago

Contribute to the success of a growing fund and corporate services business which celebrates inclusivity and encourages career growth.

This is a great opportunity to be part of a company which promotes a supportive and friendly working environment and a wide range of development opportunities. This organisation prides themselves on promoting a social culture, which celebrates the companies’ inclusive nature.

Reporting to the Client Monitoring Manager, you will have overall responsibility for the compliance monitoring programme, carrying out testing and compiling reports detailing findings.

Responsibilities will include:

  • Assisting with the drafting of compliance monitoring tests 

  • Performing monitoring reviews examining the company’s operational processes to ensure compliance with applicable laws and regulations

  • Accurately recording the results of monitoring reviews and observations and highlighting any activity to management, as required 

  • Compiling reports which identify any breaches of regulation and the root cause of these 

  • Providing advice and guidance to the business and assisting with training as needed 

Experience and skills required:

  • Minimum 3 years’ experience in a compliance or audit role, with exposure to performing monitoring reviews

  • Good working knowledge of current regulations, AML and CFT regulations 

  • Hold a relevant professional qualification

  • Ability to work in a team environment 

  • Excellent organisational skills and attention to detail 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.