Back to Job Search

Posted 5 months ago

Working within an international business environment and global network of offices, this role offers the opportunity to broaden your experience and exposure to all aspects of the business, whilst also supporting your career aspirations.

Supporting the Head of Compliance, you will work with all business areas to monitor compliance with the regulatory/legal framework and internal policies and procedures, taking responsibility for the compliance monitoring function.

Responsibilities will include:

  • Undertaking all aspects of compliance monitoring, including tracking and overseeing any outstanding actions and associated reporting 

  • Developing and delivering the annual compliance monitoring plan 

  • Delivering all relevant reports at board/committee meetings 

  • Supporting the Head of Compliance in managing regulatory visits and liaising with the JFSC 

  • Carrying out performance appraisals for your team and delivering training to the wider business 

Experience and skills required:

  • Strong academic background and a relevant professional qualification such as ICA 

  • Technical knowledge of statutory requirements and financial services legislation

  • Ability to communicate complex and potentially sensitive information across the business

  • Excellent people management skills  

  • Ability to handle confidential information 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.