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Posted 12 days ago

Reach your potential in an entrepreneurial fiduciary group, which offers a unique environment where employees can reach their full potential, promoting work life balance, diversity and inclusion, alongside a comprehensive benefits package.

As Compliance Administrator you will support the Compliance Officer by carrying out the maintenance of the compliance monitoring programme for the business and clients.

Responsibilities will include:

  • Managing any outstanding action points from the compliance monitoring programme 

  • Presenting findings in a clear and concise manner to allow actioning 

  • Monitoring the close out of findings presented and reporting on outstanding points to the Compliance Officer 

  • Championing a compliance culture throughout the business 

  • Acting as a point of contact for employees on compliance and client due diligence issues

Experience and skills required:

  • Minimum 2 years’ financial services experience 

  • Ideally hold or willing to study towards a relevant professional qualification such as ICA Certificate in Compliance 

  • Methodical approach to tasks with excellent attention to detail 

  • Self-motivated, adaptable and flexible approach to work 

  • Ability to work well within a team and confidently communicate with others 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.