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Posted 12 days ago

Reach your potential in an entrepreneurial fiduciary group, which offers a unique environment where employees can reach their full potential, promoting work life balance, diversity and inclusion, alongside a comprehensive benefits package.

As Compliance Administrator you will support the Compliance Officer by carrying out the maintenance of the compliance monitoring programme for the business and clients.

Responsibilities will include:

  • Managing any outstanding action points from the compliance monitoring programme 

  • Presenting findings in a clear and concise manner to allow actioning 

  • Monitoring the close out of findings presented and reporting on outstanding points to the Compliance Officer 

  • Championing a compliance culture throughout the business 

  • Acting as a point of contact for employees on compliance and client due diligence issues

Experience and skills required:

  • Minimum 2 years’ financial services experience 

  • Ideally hold or willing to study towards a relevant professional qualification such as ICA Certificate in Compliance 

  • Methodical approach to tasks with excellent attention to detail 

  • Self-motivated, adaptable and flexible approach to work 

  • Ability to work well within a team and confidently communicate with others 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.