Reach your potential in an entrepreneurial fiduciary group, which offers a unique environment where employees can reach their full potential, promoting work life balance, diversity and inclusion, alongside a comprehensive benefits package.
As Compliance Administrator you will support the Compliance Officer by carrying out the maintenance of the compliance monitoring programme for the business and clients.
Responsibilities will include:
Managing any outstanding action points from the compliance monitoring programme
Presenting findings in a clear and concise manner to allow actioning
Monitoring the close out of findings presented and reporting on outstanding points to the Compliance Officer
Championing a compliance culture throughout the business
Acting as a point of contact for employees on compliance and client due diligence issues
Experience and skills required:
Minimum 2 years’ financial services experience
Ideally hold or willing to study towards a relevant professional qualification such as ICA Certificate in Compliance
Methodical approach to tasks with excellent attention to detail
Self-motivated, adaptable and flexible approach to work
Ability to work well within a team and confidently communicate with others
If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk
We are an equal opportunity employer and value diversity at all times.