A rewarding career opportunity where you will deliver a high standard of excellence whilst championing a strong compliance culture in line with the group’s values and behaviours.
As Associate Director, you will play a key role in supporting the development and execution of a comprehensive programme of review, monitoring and reporting on all internal procedural and regulatory aspects of this business.
You will design and implement a key control programme and act as the subject matter expert during the roll out. You will also drive and undertake key control testing as a second line of defence, assessing the effectiveness of tests to identify deficiencies and implementing improvements.
Responsibilities will include:
Designing, implementing and maintaining an effective, monitoring, testing and control framework
Embedding a proactive compliance culture and ensuring consistency across multiple jurisdictions
Assessing and reporting on the effectiveness of monitoring and testing in all office locations
Maintaining current knowledge of themes and trends and factoring these into local plans
Undertaking effective reporting to boards, committees and senior management on risk and compliance matters
Diligently executing monitoring programmes and risk assessments and undertaking thematic reviews
Experience and skills required:
Minimum 5 years’ relevant finance industry experience, including at least 3 years’ experience within the compliance environment
Hold a relevant professional qualification such as ICA Certificate or Diploma in AML
A detailed understanding and knowledge of the local finance industry and regulatory requirements
Ability to deal with all levels of staff
Proactive and disciplined approach to tasks
If you’d like to find out more information about this opportunity, please call Georgina Moehle on 01534 626762 or email georgina@rowlands.co.uk
We are an equal opportunity employer and value diversity at all times.