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Posted about 1 month ago

A rewarding career opportunity where you will deliver a high standard of excellence whilst championing a strong compliance culture in line with the group’s values and behaviours.

As Associate Director, you will play a key role in supporting the development and execution of a comprehensive programme of review, monitoring and reporting on all internal procedural and regulatory aspects of this business.

You will design and implement a key control programme and act as the subject matter expert during the roll out. You will also drive and undertake key control testing as a second line of defence, assessing the effectiveness of tests to identify deficiencies and implementing improvements.

Responsibilities will include:

  • Designing, implementing and maintaining an effective, monitoring, testing and control framework 

  • Embedding a proactive compliance culture and ensuring consistency across multiple jurisdictions 

  • Assessing and reporting on the effectiveness of monitoring and testing in all office locations 

  • Maintaining current knowledge of themes and trends and factoring these into local plans 

  • Undertaking effective reporting to boards, committees and senior management on risk and compliance matters 

  • Diligently executing monitoring programmes and risk assessments and undertaking thematic reviews

Experience and skills required:

  • Minimum 5 years’ relevant finance industry experience, including at least 3 years’ experience within the compliance environment 

  • Hold a relevant professional qualification such as ICA Certificate or Diploma in AML 

  • A detailed understanding and knowledge of the local finance industry and regulatory requirements 

  • Ability to deal with all levels of staff

  • Proactive and disciplined approach to tasks  

If you’d like to find out more information about this opportunity, please call Georgina Moehle on 01534 626762 or email

We are an equal opportunity employer and value diversity at all times.