A fulfilling and rewarding career opportunity for a compliance professional to be part of an award-winning organisation, where you will be challenged to deliver excellence and support the Head of Compliance and MLCO in carrying out their key person duties.
As Compliance Manager you will ensure compliance with JFSC, legal and regulatory requirements at all times. Whilst the role does not carry any regulated positions, you will take on the Data Protection Officer position for the company.
This is an excellent opportunity to work in an environment which embraces and promotes technical excellence and responds to change, ensuring that the company grows with evolving trends and new developments.
Responsibilities will include:
Assisting the Head of Compliance and MLCO in providing compliance advice and technical guidance
Preparing for and attending Board/Committee meetings
Overseeing the breaches incidents and complaints process and registers
Reviewing new business files
Acting as Data Protection Office for the company
Keeping up to date with any changes in regulatory requirements
Experience and skills required:
Previous compliance experience within a fiduciary environment and hold a relevant professional compliance qualification
Sound working knowledge of statutory requirements and AML/CFT legislation
Good interpersonal skills
Ability to present ideas in a user-friendly way
Excellent organisational and administrative skills and the ability to prioritise tasks in a fast paced environment
If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk
We are an equal opportunity employer and value diversity at all times.