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Posted 3 months ago

A fulfilling and rewarding career opportunity for a compliance professional to be part of an award-winning organisation, where you will be challenged to deliver excellence and support the Head of Compliance and MLCO in carrying out their key person duties.

As Compliance Manager you will ensure compliance with JFSC, legal and regulatory requirements at all times. Whilst the role does not carry any regulated positions, you will take on the Data Protection Officer position for the company.

This is an excellent opportunity to work in an environment which embraces and promotes technical excellence and responds to change, ensuring that the company grows with evolving trends and new developments.

Responsibilities will include:

  • Assisting the Head of Compliance and MLCO in providing compliance advice and technical guidance 

  • Preparing for and attending Board/Committee meetings 

  • Overseeing the breaches incidents and complaints process and registers

  • Reviewing new business files

  • Acting as Data Protection Office for the company 

  • Keeping up to date with any changes in regulatory requirements

Experience and skills required:

  • Previous compliance experience within a fiduciary environment and hold a relevant professional compliance qualification 

  • Sound working knowledge of statutory requirements and AML/CFT legislation 

  • Good interpersonal skills 

  • Ability to present ideas in a user-friendly way 

  • Excellent organisational and administrative skills and the ability to prioritise tasks in a fast paced environment  

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.