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Posted 28 days ago

Enjoy a rewarding career in an international provider of bespoke investment services committed to attracting the best talent, whilst being encouraged to reach your full potential and contribute to the growth of the business.

Reporting to the Head of Compliance, you will help to implement, maintain and monitor compliance procedures and provide day to day advice and guidance. This is dynamic role which will provide you with exposure to several aspects of compliance.

Responsibilities will include:

  • Providing regulatory guidance and advisory services to internal business areas such as wealth management and client onboarding

  • Supporting client reviews and risk assessments during the onboarding and ongoing monitoring of clients

  • Undertaking enhanced due diligence reviews

  • Providing project assistance, ensuring compliance with regulatory and legislative requirements

  • Assisting with the development of compliance and AML procedures and keeping up to date with regulatory changes

Experience and skills required:

  • Minimum 2 years compliance experience, ideally gained within wealth management or private banking

  • Good understanding of the JFSC Business Code

  • A relevant professional compliance qualification would be an advantage

  • Strong organisational skills and the ability to prioritise deadlines

  • Ability to work well within a team and independently using own initiative

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.