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Posted about 2 months ago

An ideal opportunity to work in a fast moving, collaborative and employee-led working environment, as part of the compliance monitoring team within an international provider of financial services.

As Compliance Monitoring Officer your primary focus will be on the completion of controls testing and compliance monitoring plan for regulated companies in accordance with the agreed schedule.

Responsibilities will include:

  • Assisting with the timely completion of controls testing and compliance monitoring plan, including preparing draft reports for review and summarising results

  • Making recommendations where findings have been identified within the testing 

  • Supporting the Manager with the preparation of board reports and assisting with tracking of findings 

  • Assisting with the development and design of test plans or adjustments to existing test plans 

Experience and skills required:

  • Previous controls testing experience (or strong understanding) 

  • Ability to manage multiple tasks and communicate effectively 

  • Understanding of legislative and regulatory requirements for TCB and FSB 

  • Strong academic background 

  • Excellent numerical and IT skills 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.