An ideal opportunity to work in a fast moving, collaborative and employee-led working environment, as part of the compliance monitoring team within an international provider of financial services.
As Compliance Monitoring Officer your primary focus will be on the completion of controls testing and compliance monitoring plan for regulated companies in accordance with the agreed schedule.
Responsibilities will include:
Assisting with the timely completion of controls testing and compliance monitoring plan, including preparing draft reports for review and summarising results
Making recommendations where findings have been identified within the testing
Supporting the Manager with the preparation of board reports and assisting with tracking of findings
Assisting with the development and design of test plans or adjustments to existing test plans
Experience and skills required:
Previous controls testing experience (or strong understanding)
Ability to manage multiple tasks and communicate effectively
Understanding of legislative and regulatory requirements for TCB and FSB
Strong academic background
Excellent numerical and IT skills
If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk
We are an equal opportunity employer and value diversity at all times.