Work as a compliance expert in an inclusive and diverse workforce within a highly regarded, global wealth management business, where collaboration is key and everyone’s opinions, perspectives and dedication play a key role in contributing to the success of this organisation.
As a key member of the compliance and operational risk team, reporting to the Head of Compliance in Jersey, you will provide advice to the business on compliance matters and help to implement any regulatory changes.
Responsibilities will include:
Providing advice and guidance to the business on compliance with regulations
Interpreting changes in regulation and suggesting solutions to the business and updating policies and procedures
Leading or participating in investigations and providing regulatory solutions to issues
Undertaking gap analysis activities
Overseeing the implementation of changes to policies, procedures and other measures
Identifying and delivering compliance training to meet location needs
Experience and skills required:
Minimum 5 years’ experience working in a regulated financial services business in a similar role
Strong analytical and critical thinking skills
Excellent communication skills across all levels of the business
Results orientated and ability to deal with the demands of multiple projects
Ideally university educated in finance, law or business or a similar discipline
If you’d like to find out more information about this opportunity, please call Sue Pallot on 01534 626711 or email sue@rowlands.co.uk
We are an equal opportunity employer and value diversity at all times.