Back to Job Search

Posted 9 days ago

A fulfilling and rewarding career opportunity to work within a challenging and fast-moving environment and be part of an international family office that is committed to employee development and wellbeing. In this role you will deliver practical compliance advice balancing risk management and commercial considerations.

Reporting to the First Line of Defence Officer, this role involves close and regular interaction with all members of the family office team and trustee team. You will provide practical assistance, support and advice on compliance related control matters and assume full responsibility for all interaction and liaising with risk and compliance where required.

If you excel in a team environment and have proven experience of working across multiple jurisdictions and with complex products, this could be the ideal role for you. 

Responsibilities will include:

  • Oversight, maintenance and enhancement of the family office client lifecycle processes 

  • Drive continual improvement in operational efficiency, compliance effectiveness and providing the team with the operational control support necessary to offer exceptional client service

  • Working with the teams to build and strengthen the relationship with risk and compliance

  • Providing guidance to team members on the collation and review of new and existing client KYC/CDD/enhanced due diligence during the establishment of new structures 

  • Assisting the executive team to clear internal audit/compliance queries/findings and assisting with remediation

Experience and skills required:

  • Proven experience within the financial services industry, ideally trust company experience

  • In depth knowledge of applicable Codes of Practice, AML/CFT legislation and regulations

  • Exposure to operational functions 

  • Comprehensive knowledge of the regulatory regime with a full understanding of the risk and process implications for the business

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.