A key person role supporting the Group Head of Risk and Compliance in a growing independently owned business, with the effective management of regulatory compliance across the business, providing advice on matters of regulatory compliance, policy and framework operation.
Acting as Compliance Officer for the group entities in Jersey, this is a rewarding and progressive career opportunity where you will deliver a high standard of excellence whilst liaising with the relevant external parties.
In this role you will also attend board meetings to present reports on risk and compliance matters and work alongside the Head of Monitoring and Reporting to ensure that risk-based monitoring is being undertaken and reported to the boards.
Responsibilities will include:
Acting as the key person for group entities in Jersey
Assessing and recommending amendments to internal systems and controls and keeping up to date with any changes in regulatory requirements which might impact policies and procedures
Supporting the enhancement and development of the regulatory compliance framework, providing 2nd line of defence advisory support
Acting as principal contact and subject matter expert on regulatory compliance, tools and initiatives
Providing regular reports to the Board of Directors of the Registered Person
Managing the regulatory submission process and maintaining all regulatory registers
Experience and skills required:
Minimum 7 years’ relevant finance industry experience, including minimum 5 years’ compliance experience
Previous experience acting as a Key Person would be an advantage
Comprehensive knowledge of Jersey Legislation and Regulations
Ability to interpret regulatory requirements and translate to all levels of the business
Strong commitment to providing a quality service
We are an equal opportunity employer and value diversity at all times.