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Posted 23 days ago

A senior level opportunity for an ambitious compliance professional who is looking to be part of and support an established firm, with a consistent reputation grounded in exceptional service.

In addition to overseeing the provision of compliance support to a portfolio of regulated clients, you will also undertake the key person roles of Compliance Officer, Money Laundering Compliance Officer and Money Laundering Reporting Officer, where required.

This is an excellent career opportunity for a motivated individual with previous compliance experience, where no two days will be the same. This company is proud of its supportive work environment which promotes a positive work life balance and also provides a wide range of benefits.

Responsibilities will include:

  • Overseeing day to day client compliance matters and liaising with regulators​

  • Managing compliance monitoring plans, business risk assessments and relevant policies and procedures​

  • Preparing compliance reports, including escalating and tracking any findings​

  • Acting as a compliance representative at client board meetings, as required

  • Providing support and guidance to clients on regulatory and AML issues

  • Managing risk registers ​

Experience and skills required:

  • ​Previous experience in a senior compliance role

  • Knowledge of the funds environment​

  • Hold a relevant professional compliance qualification to Diploma level ​

  • Good interpersonal and communication skills​

  • Excellent knowledge of the Jersey regulatory environment and experience of dealing with the JFSC​

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.