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Posted 3 months ago

An award winning law firm is currently seeking a compliance professional to provide assistance to their busy client take-on team for 6 months, during the implementation of a new take-on system.

As Assistant Manager you will provide support on all aspects of the client take-on process, across practice areas in various locations, monitoring team workloads and providing advice and guidance on client take-on matters.

Responsibilities will include:

  • Assisting with training on CDD and how to perform client screening

  • Preparing client files

  • Ensuring the completion of PEP submissions to the risk committee  

  • Prioritising and tracking the progress of CDD documentation and openings, asking for updates from fee earners as appropriate 

  • Reviewing the work of more junior members of the team 

Experience and skills required:

  • Minimum 5 years’ compliance experience 

  • ICA or other relevant compliance qualifications would be an advantage 

  • Good awareness and technical knowledge of local regulatory requirements and AML legislation 

  • Strong prioritisation skills 

  • Ability to work methodically and accurately 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.