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Posted 3 months ago

An award winning law firm is currently seeking a compliance professional to provide assistance to their busy client take-on team for 6 months, during the implementation of a new take-on system.

As Assistant Manager you will provide support on all aspects of the client take-on process, across practice areas in various locations, monitoring team workloads and providing advice and guidance on client take-on matters.

Responsibilities will include:

  • Assisting with training on CDD and how to perform client screening

  • Preparing client files

  • Ensuring the completion of PEP submissions to the risk committee  

  • Prioritising and tracking the progress of CDD documentation and openings, asking for updates from fee earners as appropriate 

  • Reviewing the work of more junior members of the team 

Experience and skills required:

  • Minimum 5 years’ compliance experience 

  • ICA or other relevant compliance qualifications would be an advantage 

  • Good awareness and technical knowledge of local regulatory requirements and AML legislation 

  • Strong prioritisation skills 

  • Ability to work methodically and accurately 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.