Back to Job Search

Posted 3 months ago

  • Sector: Funds
  • Job Ref: 41183

A unique role within a forward-thinking and innovative global financial services company, promoting the importance of business controls across multiple jurisdictions.

Working collaboratively with the client operations and client facing teams, you will ensure the business remains compliant with regulatory requirements, assist with audits and own the ISAW 3402 business control framework.

This is a great opportunity to join a company offering an inclusive and friendly culture where you will enjoy a productive, rewarding and progressive career. If you have a strong technical background, and experience working with business controls, we would like to hear from you.

Responsibilities will include:

  • Supporting the ownership of the ISAE 3402 framework and annual audit across multiple jurisdictions 

  • Liaising with ISAE 3402 auditors and assisting with control testing processes

  • Working collaboratively with the client operations and client facing teams to understand day to day processes in order to determine control effectiveness and resolve any identified deficiencies  

  • Assisting with controls monitoring to ensure compliance and supporting reporting to the boards

  • Acting as a point of reference for queries regarding business controls and any policies and procedures regarding client operations

  • Keeping up to date with best industry practice and emerging technologies

Experience and skills required:

  • Minimum 3 years’ working in financial services  

  • Either hold or currently working towards a recognised qualification (ICSA, ACCA or ACA) 

  • ISAE 3402 reporting experience

  • Good people management and training skills 

  • Excellent analytical skills and ability to manage and prioritise deadlines 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.