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Temporary Compliance Assistant | 3 - 4 Months

Join an innovative investment management business where you will be part of a world class leadership environment and have access to complex and intellectually stimulating work.

In this role you will provide support to the Compliance Officer with the day-to-day tasks of the compliance department. This is a fantastic temporary opportunity for an enthusiastic individual with good interpersonal skills and the ability to deliver high-quality service, to gain experience in a highly regarded provider of investment services.

Responsibilities will include:

  • Maintenance of regulatory registers and files (e.g. complaints, personal account dealing)
  • Assisting in the updating of the compliance plan and monitoring programme
  • Arranging the distribution of the updated compliance manual to all staff, ensuring audit trail acknowledgement
  • Ongoing review of regulatory updates that may be applicable to the business and assist in their implementation
  • At least 2 years’ experience in a compliance role
  • Ability to prioritise workload to meet the needs of the business
  • Ability to work under minimum supervision

Experience and skills required:

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.

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Temporary Compliance Assistant | 3 - 4 Months
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