Job Alerts Call Icon Call Icon

Senior Compliance Manager

As a key member of the compliance department, you will cover all areas of statutory and regulatory compliance providing technical advice, undertaking risk assessments and reporting for the business. You will be responsible for the development of policies and procedures to improve services and to ensure they are followed, monitored and reviewed with the objective of providing a first class service.

Key responsibilities will include:

  • Acting as MLCO and Law Society Compliance Officer
  • Monitoring new and proposed changes in legislation and implementing any changes required
  • Reviewing new business risk assessment and control processes
  • Reviewing new business applications to ensure compliance
  • Completing the testing in the compliance monitoring programme
  • Overseeing the maintenance of compliance registers
  • Investigating and following up on AML and CFT issues
  • Designing and delivering related training to the business

Experience and skills required:

  • Ideally hold ICA Diploma or equivalent
  • Minimum 5 years’ experience in a similar role
  • Excellent understanding of the exposure to risk within a Jersey legal services organisation
  • Strong negotiation skills
  • Ability to produce management information and deliver projects within deadlines
  • Excellent organisational and communication skills

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.

Related Jobs

Team Lead | Onboarding

Be part of an award-winning service in a banking and investment firm with a strong global presence, where you will provide an accurate and efficient onboarding experience for clients, striving to exceed all quality and service levels by effectively managing, monitoring and reviewing all new business applications from various segments within the offshore Group.

Ref: 38409

Compliance Monitoring Analyst | Flexible Hours

A challenging and rewarding role where you will play a key part in the compliance team, within an entrepreneurial financial services business, ensuring the monitoring and testing is conducted periodically, as required under the compliance monitoring programme.

Ref: 38400

Senior Client Reviewer | 12 Month Contract

Reach your full potential whilst making a difference to this highly regarded, global leader in wealth management, which is committed to ensuring their employees thrive within a challenging and progressive environment and achieve their career aspirations.

Ref: 37972

Assistant Manager | Company Secretary and Governance

Be part of a highly professional team who put their clients and employees at the heart of their business, developing and retaining the best talent and supporting each other to achieve their goals whilst priding themselves in delivering first-class results.

Ref: 38394

Assistant Manager | Client Onboarding | 12 Month Contract

Undertake challenging work within a high performing and collaborative team, in an innovative international wealth management business where you will be encouraged and supported to reach your full potential, whilst making a difference to the organisation and its communities.

Ref: 38391

Apply for Job

Senior Compliance Manager
  • Accepted file types: pdf, doc, docx.
    Allowed file types are PDF, DOC and DOCX. Maximum file size 5mb.
  • By submitting this form, you agree to the Terms of Service and Privacy Policy, including Cookie Use.
  • Email to a Friend

    Share the position of Senior Compliance Manager
  • job alerts icon

    Don't miss out!

    Receive the latest jobs direct to your inbox with

    Job Alerts