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    Senior Compliance Administrator

    A great opportunity providing support and assistance to the compliance team within a leading provider of global financial and banking services.

    Main duties:

    • Implementing and maintaining the compliance monitoring programme, monitoring oversight activity and ensuring this is adequately covered by the team
    • Producing board reports regarding regulatory and compliance matters
    • Maintaining relevant registers for record breaches, complaints and training
    • Reviewing advertising materials / fund fact sheets and providing comments or approval as required

    Skills, knowledge and expertise required:

    • Practical knowledge of Funds and Securities Services
    • Holding or willingness to study towards a Compliance qualification such as International Compliance Diploma
    • Minimum of 3 years relevant industry experience, to include Compliance and / or risk

    If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

    We are an equal opportunity employer and value diversity at all times.

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    Senior Compliance Administrator
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