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Investment Risk Officer

Within an investment division you will maintain a risk and compliance oversight, supporting the identification, analysis and management of risk arising from the investment operations.

Responsibilities will include:

  • Providing input for the design of the division control framework
  • Managing processes relating to breaches, incident and complaints and review reports
  • Following up on outstanding reports and action updates
  • Maintaining central policies and procedures
  • Facilitating periodic review of teams procedures, mapping investment division processes
  • Preparing reports, key risk indicators and analysing risk data
  • Developing and delivering risk, compliance and regulatory training and staff training program

Experience and skills required:

  • Minimum of 5 years’ experience in wealth investment and fiduciary
  • Holding an investment qualification minimum of level 4
  • Holding a Diploma in Finance and Accounting

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.

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Investment Risk Officer
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