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Head of Legal and Compliance | Luxembourg

A fulfilling and challenging career opportunity to head up and lead the compliance and risk function for the Luxembourg office of this rapidly growing multi-jurisdictional organisation, where you will be rewarded for your strong commitment to excellence and enjoy a productive professional life.

As part of the leadership team in this forward-thinking, friendly working environment you will support the Managing Director by carrying out the role of Conducting Officer, always leading by example and in line with company values and behaviours.

Responsibilities will include:

  • Reviewing contractual agreements with delegates and ensuring that the company’s legal risk is covered
  • Reviewing of fund documents to ensure that they are compliant with the regulatory requirements
  • Notification to the regulator for the alternative investment fund, collective investment and European capital fund passports
  • Maintenance of the passport required documentation
  • Eligibility checks for European Venture Capital Funds
  • Communication of marketing material for European Venture Capital Fund distribution
  • Identifying and assessing all compliance risks that the company is exposed to
  • Advising the Board and the Executive Committee on changes to law and regulation and how they will impact the company

Experience and skills required:

  • University degree in law, or finance, business administration, economics or similar professional qualification
  • Compliance qualification commensurate with seniority of role
  • At least 15 years’ experience within the finance industry, with a strong economic background
  • Ideally 10 years’ experience in a management company
  • At least 7 years’ experience in a senior legal and compliance role
  • Experience of collective investment funds and/or alternative investment funds
  • Minimum of 5 years’ experience of managing a team

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.

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Head of Legal and Compliance | Luxembourg
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