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Head of Client Compliance

An excellent opportunity to head up the client compliance function of a growing, global financial services provider. This organisation sits within a wider group who are proudly named as one of the world’s largest independent fund administration providers. As Head of Client Compliance, you will be responsible for ensuring that clients have a comprehensive and effective system to monitor and report on matters relating to compliance, internal risk, regulation, legislation and control.

Responsibilities will include:

  • Managing the regulatory and compliance strategy for the business and client entities
  • Leading the JFSC relationship in partnership with senior management
  • Leading the Jersey client compliance team
  • Overseeing preparation and reviewing of business risk assessments

Experience and skills required:

  • Hold a recognised compliance qualification
  • Minimum 5 years’ experience as a Compliance Officer of a regulated financial services business
  • Experience and/or knowledge of the regulation of fund services business
  • Excellent interpersonal and communication skills

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.

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Head of Client Compliance
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