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Deputy Head of Compliance

Achieve your highest potential within this driven and ambitious financial services organisation which offers fantastic progression opportunities, for both career and personal development, across all levels and areas of the business, as well as a culture that promotes a healthy and engaged workforce.

This is a rewarding role for a self motivated, experienced compliance professional to assist with management of the compliance function, working closely with the Head of Compliance and Compliance Officer.

Responsibilities will include:

  • Ensuring appropriate monitoring of operational performance and managing regulatory and compliance issues
  • Assessing and recommending amendments to internal systems and controls as well as policies and procedures to facilitate compliance with the regulatory framework
  • Promptly instigating action to remedy any deficiencies in the compliance arrangements
  • Acting as senior point of contact for employees on day-to-day regulatory matters
  • Ensuring that there are adequate procedures for monitoring compliance and testing the effectiveness of policies and procedures
  • Reporting periodically to the board on compliance with the relevant persons, systems and controls (including policies and procedures) and issues that need to be brought to attention

Experience and skills required:

  • Substantial finance sector experience and excellent understanding of and experience with performing Compliance/AML/CFT roles within a regulated financial services business
  • Hold an appropriate compliance or other professional qualification or studying towards such a qualification
  • Sound knowledge of the Financial Services (Jersey) Law 1998, the Codes of Practice for Fund Services Business and Trust Company Business
  • Knowledge of the Jersey Anti-Money Laundering legislation and The Handbook for the Prevention and Detection of Money Laundering and the Financing of Terrorism
  • Leadership ability with excellent communication skills

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or emailjobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.

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Deputy Head of Compliance
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