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    Deputy Compliance Officer / Deputy MLRO and Deputy MLCO

    You will provide direction and support to the compliance, anti-money laundering and financial crime team for this global banking institution. You will provide a second line of defence across the group and ensure the fiduciary and funds business is operating in line with relevant laws, regulations and codes of practice.

    Key responsibilities:

    • Acting as main point of contact for all fiduciary and fund matters and providing compliance support
    • Overseeing the review of new account files to ensure client take-on procedures are being met
    • Developing new compliance strategies and assessing the risks associated with these, recommending efforts to reduce risk exposure
    • Supporting the monitoring of regulatory developments
    • Acting as the nominated officer within the fiduciary and funds business to ensure that discolsures to the relevant investigation unit are submitted
    • Work closely with senior management and project stakeholders to ensure implementation of Group policies
    • Assisting on new and revised business strategies, initiatives and projects
    • Liaising with internal audit, control functions including provision of technical support

    Key skills and expertise required:

    • Extensive private wealth management experience and including significant compliance/AML experience
    • Hold a relevant professional compliance/AML qualification
    • Excellent decision making skills and proactive approach to tasks
    • Strong knowledge of the local regulatory and legal requirements in relation to economic sanctions
    • Ability to speak French would be an advantage

    If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

    We are an equal opportunity employer and value diversity at all times.

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    Deputy Compliance Officer / Deputy MLRO and Deputy MLCO
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