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  • Compliance Monitoring Administrator

    An established provider of trust, fund and pension services is seeking a Compliace Monitoring Administrator to provide support to the group’s regulated businesses.

    Key responsibilities will include:

    • Completing the compliance monitoring plan for client entities
    • Managing outstanding action points for both compliance and funds to closure
    • Assisting employees with queries that may arise on compliance or client due diligence issues, promoting a compliance culture to all employees
    • Ensuring all work is conducted in accordance with internal procedures
    • Maintaining the highest standards of confidentiality and security in terms of client affairs and records

    Experience and skills required:

    • Minimum 2 years financial services industry experience
    • ICA Certificate in compliance/AML or willingness to study
    • Demonstrable collaborative approach in order to assist in the implementation, maintenance and support of a compliant focused culture within the company
    • Ability to provide written and oral updates of progress

    If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

    We are an equal opportunity employer and value diversity at all times.

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