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Compliance and Risk Specialist | Banking | 6 Month Contract

Join an award-winning banking and investment firm, offering a progressive working environment where people and values drive their continued success and support their growth strategy.

There has never been a more exciting time to join this organisation and be part of an international workforce with an impressive business model based on trust and integrity.

Within this role you will ensure that corporate and business banking operates within all regulatory stipulations by managing and controlling risk exposure with specific focus on operational and anti-money laundering risks.

Responsibilities will include:

  • Advising the team on client issues relating to anti-money laundering (AML), sanctions and potential sanctions, liaising with compliance, operational risk and senior management
  • Providing support for other risk based investigation and analysis
  • Facilitating the business acceptance committee to ensure that all new clients meet the prescribed criteria and do not expose the company to excessive risk
  • Managing the complaints handling process including the assignment of handlers to each case, monitoring of on-going investigations and the approval to close complaints
  • Reporting all significant risks, compliance issues, AML risks, complaints and breeches to management and assisting in mitigating identified risks and resolving other issues to ensure that the bank is not exposed to unacceptable levels of risk

Experience and skills required:

  • Diploma in risk management
  • 3-4 years’ experience in risk, governance and compliance management in financial services industry
  • Thorough understanding of anti-money laundering and operational risk matters
  • General awareness of risk management practices in a financial services organisation

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.

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Compliance and Risk Specialist | Banking | 6 Month Contract
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