Back to Job Search
Expired

Posted about 3 years ago

A great senior level opportunity for a compliance professional within a leading wealth management firm, which places a strong emphasis on continual professional development.

Reporting to the Head of Compliance you will be responsible for supporting the monitoring of the procedures to ensure compliance with local legislation and face exciting new challenges every day whilst working in a dynamic environment.

Responsibilities will include:

  • Liaising with the Head of Compliance in respect of compliance and procedural matters 

  • Ensuring compliance at all times with local legislation in regards to the verification of new clients, monitoring risks and investigating transactions

  • Assisting with the ongoing training and education of staff on compliance, fraud and money laundering issues 

  • Acting as a referral point for AML and terrorist finance compliance issues 

  • Keeping up to date with any regulatory changes 

  • Undertaking relevant reviews of compliance with policies and procedures

  • Deputising for the MLRO during absences

Experience and skills required:

  • Strong banking and investment compliance experience 

  • Holds a relevant compliance professional qualification

  • Attention to detail and methodical approach to tasks 

  • Ability to work well within a team and using own initiative 

  • Excellent organisational and time management skills 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.