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Posted about 1 month ago

Move your compliance career forward within a global and award-winning investment company, assisting the Head of Compliance with the provision of regulatory support across the business.

Within this role, you will provide compliance advice, maintain the compliance monitoring programme, and provide regulatory training to staff. You may also have some key person responsibilities (MLRO/MLCO).

If you are looking for a new challenge within a fast-paced environment and a company which prides itself on operational excellence and robustness, we would like to hear from you.

Responsibilities will include:

  • Developing and maintaining compliance monitoring controls (including policies and procedures )

  • Reviewing and recommending any improvements to the compliance monitoring programme

  • Providing reporting to committee meetings and the board of directors  

  • Accurately maintaining registers and providing regulatory training to staff  

  • Keeping up to date with any regulatory developments and providing guidance to the business 

Experience and skills required:

  • Previous compliance monitoring experience 

  • Good technical understanding of regulatory requirements  

  • Proactive approach to tasks and good attention to detail

  • Ability to manage multiple tasks and deadlines.  

  • Strong written and verbal communication skills 

If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email

We are an equal opportunity employer and value diversity at all times.