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Posted 23 days ago

Work in a professional, client focused and entrepreneurial environment and support the Head of Compliance in embedding a compliance culture and a continuous improvement mind-set throughout this business.

Within this role you will ensure the business meets its regulatory and legal obligations during day to day operations and when managing the client base.

 Responsibilities will include:

  • Providing advice and guidance regarding AML legislation and the JFSC handbook 

  • Updating and maintaining compliance policies and procedures with any new regulatory updates

  • Working with the Compliance Officer to ensure AML and compliance controls remain fit for purpose, carrying out regular tests and gap analysis 

  • Preparing reports for the board 

  • Identifying any training needs and developing appropriate training tools 

Experience and skills required:

  • Minimum 5 years’ compliance experience within financial services, including previous reporting experience 

  • Hold a relevant professional compliance qualification to diploma level 

  • Excellent knowledge of the local legislative framework, including Codes of Practice and AML regulatory guidance

  • Strong analytical and decision making skills 

  • Pragmatic approach to problems and good interpersonal skills 

 If you’d like to find out more information about this opportunity, please call us on 01534 626777 or email jobs@rowlands.co.uk

We are an equal opportunity employer and value diversity at all times.